WebSep 26, 2014 · The Commodity Futures Trading Commission (“CFTC”) recently ordered Summit Energy Services, Inc. (“Summit Energy”) to pay a $140,000 civil penalty to resolve allegations that it violated the Commodity Exchange Act (“CEA”). In the January 16, 2015, order, CFTC Docket No. 15-12, the CFTC found that Summit Energy violated section 4m … WebThe Code of Federal Regulations (CFR) is the official legal print publication containing the codification of the general and permanent rules published in the Federal Register by the …
CPO and CTA Exemptions and Exclusions
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Commodities - Overview, Types, How They are Traded
WebSection 4m(1) of the CEA provides an exemption from CTA registration for any person who both (1) has not furnished commodity trading advice to more than 15 persons in the preceding 12 months and (2) does not hold itself out generally to the public as a CTA. The Order states that Summit Energy held itself out generally to WebCommodity ETFs. Funds that invest in commodities, or raw materials such as oil and wheat, mainly through futures contracts. Name. Ticker. Morningstar Category. Adjusted … WebMay 5, 2024 · What Is a Commodity? A commodity is a raw material that is typically used as input for producing other goods or services. Commodities are typically produced uniformly, meaning a specific amount of ... glasney rooms