Eric hollifield lpl
WebOct 13, 2024 · O n October 7, 2024, ERIC SHEA HOLLIFIELD (ERIC S HOLLIFIELD) was barred by the Financial Industry Regulatory Authority (FINRA). Hollifield was previously registered both as a broker and as an investment advisor. He was formerly registered as a broker with LPL FINANCIAL LLC OF Dacula, Georgia from 10/14/2016 - 09/10/2024. WebJul 5, 2024 · July 5, 2024 The Securities and Exchange Commission has charged Eric Hollifield of Winder, Georgia, with misappropriating at least $1.7 million from two …
Eric hollifield lpl
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WebPrior to September 2024, Hollifield was an investment adviser representative of Hamilton Investment Counsel, LLC ("HIC"), an SEC-registered investment adviser based in Dacula, Georgia, and a registered representative of LPL Financial, LLC ("LPL"), a registered broker-dealer providing brokerage services to HIC. Hollifield was also a co-owner of HIC. WebOct 8, 2024 · Former customers of ex-LPL Financial broker Eric Hollifield (Dacula, Georgia) with investment losses that exceed $100,000, and those who may have information relating to the manner in which the broker handled their accounts, are encouraged to contact Lawrence L. Klayman, Esq., at (561) 542-5131, and download our Special Investor …
WebMar 16, 2024 · Eric Shea Hollifield, of Dacula, Georgia, a stockbroker registered with LPL Financial LLC is the subject of an enforcement action initiated by SEC in which the regulator is seeking sanctions against Hollifield based upon allegations that Hollifield committed securities fraud. Securities and Exchange Commission v. WebOct 18, 2024 · Hollifield was registered with LPL Financial LLC in Dacula, Georgia from 2016 to 2024, when he was terminated regarding, “Failed to disclose outside business activity to Firm.” Previously, Hollifield was registered with Sterne Agee Financial Services, Inc. in Dacula, Georgia from 2008 to 2016.
WebNov 2, 2024 · Eric Shea Hollifield (CRD#: 3091319) Hollifield has 23 years of experience in the securities industry. Hollifield first entered the securities industry in 1998. Between … WebOct 8, 2024 · Eric Hollifield’s employment separation from LPL Financial relates to allegations that he failed to disclose outside business activity to the firm. Eric Hollifield’s BrokerCheck also contains a disclosure showing an employment separation from Hamilton Investment Counsel, LLC on September 1, 2024.
WebOct 15, 2024 · The Financial Industry Regulatory Authority (FINRA) has barred a former LPL advisor who allegedly misappropriated a senior client’s funds and subsequently failed to cooperate in FINRA’s investigation. Eric Hollifield consented to the bar by signing a FINRA Letter of Acceptance, Wavier and Consent (AWC).
WebMr. Bremus continues to be registered with Hamilton Investment Counsel. LPL Fires Scott Bremus On October 1, 2024, LPL Financial announced that it was terminating Mr. Bremus. The reason is as follows, […] Eric Hollifield: $1.2 Million Theft Complaint Involving Ex-LPL Broker. $1.2 Million Pending Complaint Against Ex-LPL Broker i found me a good thingWebOct 26, 2024 · LPL Financial. Eric Hollifield (CRD#: 3091319) is a previously registered Broker and previously registered Investment Advisor. He entered the securities industry … is stripe inc a public companyWebMar 16, 2024 · Eric Shea Hollifield, of Dacula, Georgia, a stockbroker registered with LPL Financial LLC is the subject of an enforcement action initiated by SEC in which the … ifoundmycarWebView the profiles of people named Eric Hollifield. Join Facebook to connect with Eric Hollifield and others you may know. Facebook gives people the power... i found my baby in bad axeWebOct 18, 2024 · Hollifield was registered with LPL Financial LLC in Dacula, Georgia from 2016 to 2024, when he was terminated regarding, “Failed to disclose outside business … i found my april dreamWebPrior to September 2024, Hollifield was an investment adviser representative of Hamilton Investment Counsel, LLC ("HIC"), an SEC- registered investment adviser based in … i found my biggest hater infiniteWebJul 12, 2024 · According to a litigation release on July 1, the SEC has charged former LPL Financial advisor Eric Hollifield ( CRD#: 3091319 ) with allegedly misappropriating at … i found money