WebSep 19, 2024 · The new marketing rule, which is extensive and layered, will affect most communication between investment advisers and their investors. If fund managers have … WebSep 21, 2024 · “Right now, [advisors] should be working on reviewing all marketing and advertising pieces that will be in use on Nov. 4 to bring them into compliance with the new rule,” according to Amy...
Performance Advertising Under the SEC’s Marketing Rule
WebMar 5, 2024 · Start Preamble Start Printed Page 13024 AGENCY: Securities and Exchange Commission. ACTION: Final rule. SUMMARY: The Securities and Exchange Commission (the “Commission” or the “SEC”) is adopting amendments under the Investment Advisers Act of 1940 (the “Advisers Act” or the “Act”) to update rules that govern investment adviser … WebThe new marketing rule will regulate marketing activities by investment advisers registered with the SEC including advertising, marketing and soliciting. Previously, these activities were governed by separate SEC rules (Rule 206 (4)-1 and Rule 206 (4)-3). Listed below are frequently asked questions about the SEC’s new marketing rule. crashing through the snow cast 2021
The New SEC Marketing Rule - Guidance on Performance
WebMay 26, 2024 · The New Marketing Rule Part 5 – Challenges for Performance Advertising What happened? On December 22, 2024, the U.S. Securities and Exchange Commission (SEC) passed amendments to the advertising and cash solicitation rules, along with updates to other requirements for registered investment advisers. WebApr 28, 2024 · The marketing rule is designed to comprehensively and efficiently regulate advisers’ marketing communications. The Commission also adopted related … WebThe SEC marketing rule is 430 pages, but here are the key takeaways: – The approach to advertisements has shifted from a list of prohibitions to a series of principles. – There is now more ... crashing through the snow hallmark movie cast